May 31
2010
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No. 31: Career Coach: Does tenure protect a PI who loses project funding?Posted by: PIA in Tagged in: Untagged
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CAREER COACH
Does tenure protect a PI who loses project funding?
Reader Question: I've heard that if a tenured PI loses funding, he or she can face a salary cut, lab shutdown or similar measures. Is this true? If so, of what value is tenure to a PI?
Expert Comments:
This is a common and important question. I will restrict my answer to a discussion of universities and colleges in North America.
Tenure was established to insure academic freedom. There are several famous cases in the late 18th and early 19th centuries where faculty members were dismissed based on objections raised by powerful members of the board of trustees or other benefactors of the university who were unhappy with the claims about controversial issues being articulated by a particular faculty member.
Tenure thus meant that a faculty member had job security that was independent of any intellectual stance he or she adopted.
The principles of tenure now generally accepted by most institutions in North America were laid down by the American Association of University Professors (AAUP) in the early 20th century. Most academic institutions that adopted these policies had, as part of their mission, the teaching of undergraduates. These schools therefore had a reliable source of income from student tuition (along with endowment income and/or state support) to support a faculty of a particular size that would teach these students.
At institutions of this sort, unless there is a state of financial exigency due to, for example, an inability to attract a sufficient number of tuition-paying students or a faculty member engaging in egregious unethical behavior, a tenured faculty member can assume that he/she can adopt a wide range of scholarly positions based on the results of their research without a concern that their position might be terminated because they have offended a powerful person connected to the university.
The problem with the meaning of tenure raised by the person asking the current question is probably based on the fact that they are at an institution or academic unit where salary support is linked primarily to grant support rather than to another revenue stream such as tuition or endowment income.
Tenure therefore means that the faculty member in question cannot be dismissed based on a particular intellectual position he/she takes on any issue and that he/she has job security — as long as the revenue stream needed for salary support is present.
However, if this academic unit does not have sufficient endowment income or other revenue streams to cover a PI’s salary in the absence of outside grants, then these institutions may well have a policy to reduce salary and take other cost-saving measures if grant support decreases.
This kind of policy ideally should be clearly explained to faculty members at the time they are appointed.
Expert comments by Dr. Gregory Ball, Dean of Research and Graduate Education, Johns Hopkins University.
written by Lee Smith, June 01, 2010
written by RKS, June 01, 2010
written by joan engebretson, June 01, 2010
written by Anonymous, June 01, 2010
written by jbb, June 01, 2010
written by BKN, June 01, 2010
With no such clear definition of the sources of salary, then major changes in salary are still permissible in private institutions but are considered to be "constructive discharge" (firing without going through the prescribed procedures for firing tenured faculty members) in public institutions. An example of the former occurred at Northwestern University several years ago when salary was reduced to zero, and space, including office space, was taken away, yet the university claimed that the faculty member still had tenure and the court agreed. Similar cases in public institutions have been decided in favor of the faculty member.
I am not a lawyer, but play one on television.
written by Just one more opinion, June 01, 2010
written by abc, June 01, 2010
written by Dr. Professor, June 01, 2010
written by Soontobefullprofessor, June 01, 2010
I wouldn't have so much trouble with the current system if the Deans, Chairs, and the huge bureaucracy of faculty who come to work in such offices (and do NOT generage a dime of revenue) are the foxes watching the hen house. This seems a bit hypocritical. Furthermore, I am not sure why people have to push so much paper through so many committees today to attain (as one writer said--'celebrity status' when tenure is essentially meaningless and the ranks of faculties vary even within schools of the same institution and even within the same school of the same instituion!
When the prestige research universities get all the funding and slam the feds with enormous indirect costs to support their own bureaucracy and return next to NO indirect costs back to faculty members the contracts that faculty sign are meaningless and are not legal documents. Grant funding should be attained by productive faculty but making productive faculty whose grant falls in the wrong hands on occassion be nailed to the wall doing more service, teaching, and in some cases more clinical work--is solely an act of greed by universities. It's time we face facts, high-powered research universities are giant corporations the only difference there is no regulation and faculties have been undergoing a slow death-of-academic-empowerment by overpaid directors, deans, and chairs who are very comfortable feeding at the trough!
written by female physician-scientist with two toddlers, June 01, 2010
written by microbiologist, June 01, 2010
your husband needs to step up to the plate. as a female you should not be more than 50% responsible for your childrens' upbringing. i am a male and 'sacrificed some portion' of my career to be a good dad and make sure my kids made it successfully to adulthood. my wife on the other hand was too busy becoming a celebrity to be bothered. she knew i would do it. maybe like your situation? i got tenure and became a 'low level celebrity' but certainly could have gone farther if i did not consider parenting as job 1. so its not female/male---its about good parent or not.
written by Anonymous, June 01, 2010
written by anonymous, June 01, 2010
Faculty in medicine, law, business, and some areas of engineering and social sciences may well be able to compete for jobs outside of academia. But why would an intelligent person choose to pursue an academic career in the humanities without some assurance that he/she will not be fired by caprice at age 50 by the dean of the moment?
written by Professor, June 01, 2010
It can be done. I know, I've got three children, I'm tenured, and my husband is also faculty. However, you always have to know that you are competing against people who really do this 24/7 -- and that is what you are being compared to. Add that to the fact that tenure decisions come about when your children are little, and my non-tenured time was the most stressful time of my life. I never want to live through that again. Before anyone says it's because I've slacked off: I have more grants and put out more papers now than I did before getting tenure. But add small children and fierce competition for tenure together and it's not surprising that none of my female grad students have any desire to go into academia -- they all say they never want to be as stressed as I am. This is with my husband who really achieves close to a 50/50 with child rearing -- I don't know what I would do without him.
Just keep your family #1 in your life. Remember that they actually need you, unlike your administrators, who may like you but don't really care about you as a person, just your ability to keep bringing in grants, writing papers, etc. Yep, you may not go as far in the academic arena as someone else, but believe me, as someone sitting at a university that just fired multiple tenured faculty for no real reason other than they felt like it, it's not worth draining all of the good things in your life for. Hang in there.
written by Associate Professor w tenure, June 01, 2010
I completely understand your predicament. I'm a female faculty member with one child, but it's still a lot of work even with one child. You're absolutely right that you are always competing against those who do this 24/7, so it's imperative to have a husband or partner to help so that you can pursue your career. So I work three times as hard as many of my colleagues when at work. I learned to type really fast, read papers quickly (skim unless you need to really know the paper), and get the lab or clinical work done fast and efficiently. I try to take as many coffee and lunch breaks as possible. Sometimes I just tell myself, I have to slow down because I can't keep this up. I'm now 47 years old and wonder if my health, and the health of my family, will still be good in 10 years' time.
I know that it's very important to keep your family #1 in your life, but sometimes I feel that people at work are your family too, in a once removed kind of way. Your work colleagues really need you. I'm thinking of all the administrators, faculty members, students that I have had the privilege of interacting with over the years. All of them are very important, and very dependent on you for your contributions - whether it's teaching in classes, attending committee meetings, or publishing papers to enhance the status of your department and institution. And when you rise up and meet that challenge, you are satisfying the requirements for tenure. Every little bit that you contribute makes it easier for your institution to justify maintaining your tenure. Tenure is actually very important at our institution based in Canada. It dictates where your salary will come from (in our case, an endowment fund) when your salary support runs out. It is a financial and physical endorsement of your previous contributions to the university in the hopes that you will continue to work in this manner in the future. I think that tenure (or whatever term is used) should be deeply respected for what it does to maintain the knowledge base and experience of faculty members at universities.
As for the tenured faculty that face a lab shutdown, this is extremely rare and usually there is some form of negotiation between the faculty member and the department to determine a compromise in space sharing. If you work in an institution where a tenured faculty member has had all space removed from him or her with no reasonable justification for it (e.g., they stopped teaching, writing grants, and publishing), then maybe you need to lodge a protest at the highest level in the institution, or look somewhere else for a position. It is unacceptable for institutions to simply turf tenured faculty members without reason. So make sure to resist this kind of activity. Keep up the good work and effort!
written by Anonymous, June 01, 2010
written by Female Professor, June 01, 2010
written by Just recently tenured at UConn, June 01, 2010
written by Underpaid , June 01, 2010
written by Susan Tripp, June 02, 2010
written by Anonymous, June 02, 2010
written by J.D. Roberts, June 02, 2010
I favor the last option.
written by J.D. Roberts, June 02, 2010
written by Sonny Ramaswamy, June 02, 2010
In addition to what he said, this is what happens at the large land grant universities I have been associated with during the last several years.
Tenured faculty are seeking higher percentages of their salaries as direct costs on grants. At some land grant institutions, this has become a way of substituting for diminishing state dollars.
Today faculty on 9-month positions can seek summer salary supplements from grants or in many cases, have converted from a 12-month appointment to a 9-month appointment, keeping their original salary, and can seek grant support to supplement their salaries, thus giving them the chance to enhance their salaries. In a few cases around the US, faculty have been forced, because of recent budget cuts, to convert to 0.75 FTE positions, and so have to seek grants to supplement salaries.
If the grants do not get funded, then they lose the supplemental salary. That's basically the only consequence, as far as I know. I have not heard of one, single case where a tenured professor was let go because they did not get their grant funded.
In and of itself the inability to get a grant does not result in loss of lab space, etc. at land grant universities, but if indeed if there are years of inability to seek extramural support, then the reason for having a large lab is not there, and indeed they might be reassigned to smaller space - this is only fair.
However, the individual, if already tenured, does not lose tenure, unless performance is below expectations for a number of years in all of their areas of responsibility, and only gets worse, despite help offered to remediate. At most land grant institutions in America, one really does not lose tenure per se for not getting grants, other than at institutions that do have very strong post-tenure review. The one institution with a strong post-tenure review that I was associated is Kansas State University. Even there, just low performance in grants could be offset by better performance in other areas, including teaching, and thus the individual is protected.
written by Anonymous, June 02, 2010
What does this have to do with academic freedom?
written by Duffy, June 02, 2010
If you want it, you can do it...............
written by David, June 02, 2010
written by established prof , June 02, 2010
written by Anonymous2, June 02, 2010
written by early career, June 02, 2010
written by BS, June 02, 2010
written by Drew, June 02, 2010
Having said that I will quote a frequently used contactor's saying "You can do anything if you've got the moeny". Sadly so, with or without tenure, PI or No-I.
written by recently fired, June 02, 2010
As one of a couple dozen recently fired tenured faculty I would like to inform you that the comments "changes", "written by established prof" are compelling.
At this university the Curricular Review criteria for firing tenured faculty in response to the almost 7% reduction in the state portion of our university's total funding appear to have been exactly the same as the criteria FOR promotion and tenure. That is, the tenured faculty who were fired have the best refereed journal article publication records as well as excellent teaching and good extramural funding productivity. We have been told to 'leave our grants with the U or send the money back.' Huh? Meanwhile, faculty who teach but neither publish nor do research were retained. Faculty with extramural funding who do not publish were also retained. As the "changes" author notes, true scholars seem to be despised. Why? Firing the best scholars is neither good for students, stakeholders, society at large; nor is it a profitable business move. So--why?? Quantity trumps quality? I have to agree: "What have our universities become?"
written by Anonymous , June 02, 2010
written by Fred, June 02, 2010
written by K.A.S., June 03, 2010
written by Anonymous, June 03, 2010
I consider myself lucky to have landed on my feet after earning the PhD. I'm not in an ugly work place forfeting my health in my older years and I am happy that I had the experience of earning a terminal degree. It made me a better thinker, even thouhg it costed me $75,000.
written by WHSMITH, June 04, 2010
There is one factor concerning the present meaning of tenure that is not mentioned.
In the overpopulated, unsustainable world in which we live, the meaning of ‘tenure’ will not be an interesting question for much longer. The question will become what will you do when universities are shuttered permanently?
Why would there be tuition paying students to support universities in the approaching energy deficit driven implosion of society? Education will decline more dramatically than other aspects of our social structure since it is so heavily dependent upon the excess capacity of society. Research will practically cease, Knowledge will decline. ‘Practical' skills will be sought by our youth. This is already happening with many young men.
So, ask not what tenure can do for you, but what you will do after tenure and after universities suffer their impending decline?
written by ALS, June 07, 2010
written by Been There, June 07, 2010
written by Seasoned, June 07, 2010
written by Sincerely, April 17, 2011
I also agree, though I wish I didn't, with the earlier statement written by Underpaid on June 01, 2010:
[t]he tenure system artificially depresses the salaries that colleges and universities need to pay faculty.
On the whole the tenure system is flawed but better than the alternatives.